Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/30/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/31/2026
Method: Methodology

2022-09-27

Statement on Competition and Innovation

Title: Statement on Competition and Innovation
Record Date: 09/27/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,433.19

Request for Information Regarding Mortgage Refinances and Forbearances

Title: Request for Information Regarding Mortgage Refinances and Forbearances
Record Date: 09/27/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,433.19

2023-09-26

Petition for Rulemaking of the U.S. Chamber of Commerce

Title: Petition for Rulemaking of the U.S. Chamber of Commerce
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

The Commission's Privacy Act Regulations

Title: The Commission's Privacy Act Regulations
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Brookfield Infrastructure Income Fund Inc., et al.

Title: Brookfield Infrastructure Income Fund Inc., et al.
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Nasdaq MRX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM

Title: Self-Regulatory Organizations; Nasdaq MRX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 13 Related to PIM
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend the Language and Process Related to the Options Regulatory Fee

Title: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility To Amend the Language and Process Related to the Options Regulatory Fee
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation

Title: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots
Record Date: 09/26/2023
Event Classification: award
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain P.M.-Settled Pilots
Record Date: 09/26/2023
Event Classification: award
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent The Operation of the Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options (“SPX”) Series

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent The Operation of the Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options (“SPX”) Series
Record Date: 09/26/2023
Event Classification: award
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make Permanent the Operation of Its Pilot Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make Permanent the Operation of Its Pilot Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index (“XSP”) Options and Mini-Russell 2000 Index (“MRUT”) Options Series
Record Date: 09/26/2023
Event Classification: award
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent
Record Date: 09/26/2023
Event Classification: award
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Connectivity Fee Schedule Regarding Power Allocation
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Proposed Collection; Comment Request; Extension: Rule 498A

Title: Proposed Collection; Comment Request; Extension: Rule 498A
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Proposed Collection; Comment Request; Extension: Rule 30b1-10, Form N-RN

Title: Proposed Collection; Comment Request; Extension: Rule 30b1-10, Form N-RN
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 09/26/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,069.19

2022-09-20

Inflation Adjustments Under Titles I and III of the JOBS Act

Title: Inflation Adjustments Under Titles I and III of the JOBS Act
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Submission for OMB Review; Comment Request; Extension: Rule 194

Title: Submission for OMB Review; Comment Request; Extension: Rule 194
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 in Light of Planned Changes to the System

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 in Light of Planned Changes to the System
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 7

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 7
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

Consumer Financial Protection Circular 2022-05: Debt Collection and Consumer Reporting Practices Involving Invalid Nursing Home Debts

Title: Consumer Financial Protection Circular 2022-05: Debt Collection and Consumer Reporting Practices Involving Invalid Nursing Home Debts
Record Date: 09/20/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,440.19

2023-09-19

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(e)

Title: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(e)
Record Date: 09/19/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,076.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 09/19/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,076.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B
Record Date: 09/19/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,076.19

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4702 and 4703

Title: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4702 and 4703
Record Date: 09/19/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,076.19

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor

Title: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor
Record Date: 09/19/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,076.19

2022-09-13

Proposed Collection; Comment Request; Extension: Rule 22c-1

Title: Proposed Collection; Comment Request; Extension: Rule 22c-1
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Proposed Collection; Comment Request; Extension: Rule 6c-11

Title: Proposed Collection; Comment Request; Extension: Rule 6c-11
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Proposed Collection; Comment Request; Extension: Rule 204-5

Title: Proposed Collection; Comment Request; Extension: Rule 204-5
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Submission for OMB Review; Comment Request: Extension; Rules 17h-1T and 17h-2T

Title: Submission for OMB Review; Comment Request: Extension; Rules 17h-1T and 17h-2T
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures and the ICE Clear Europe Clearing Procedures

Title: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures and the ICE Clear Europe Clearing Procedures
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures

Title: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Membership Procedures
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Proposed Collection; Comment Request; Extension: Rule 17Ab2-2

Title: Proposed Collection; Comment Request; Extension: Rule 17Ab2-2
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation

Title: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy

Title: Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O(a)(4)

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.62P-O(a)(4)
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend NYSE Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to NYSE Rules 7.31, 7.35, 7.35B and 104

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend NYSE Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to NYSE Rules 7.31, 7.35, 7.35B and 104
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule
Record Date: 09/13/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,447.19