Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/30/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/31/2026
Method: Methodology

2024-05-14

Monachil Credit Income Fund, et al.

Title: Monachil Credit Income Fund, et al.
Record Date: 05/14/2024
Event Classification: regulatory-event
Age Or Deadline Days: 838.19

Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework

Title: Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework
Record Date: 05/14/2024
Event Classification: regulatory-event
Age Or Deadline Days: 838.19

Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework

Title: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework
Record Date: 05/14/2024
Event Classification: regulatory-event
Age Or Deadline Days: 838.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Enhancements to Its DMM Program
Record Date: 05/14/2024
Event Classification: regulatory-event
Age Or Deadline Days: 838.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.33, Complex Orders

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 5.33, Complex Orders
Record Date: 05/14/2024
Event Classification: award
Age Or Deadline Days: 838.19

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework

Title: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Clearing Agency Risk Management Framework
Record Date: 05/14/2024
Event Classification: regulatory-event
Age Or Deadline Days: 838.19

John Hancock Multi Asset Credit Fund, et al.

Title: John Hancock Multi Asset Credit Fund, et al.
Record Date: 05/14/2024
Event Classification: regulatory-event
Age Or Deadline Days: 838.19

2022-05-10

Voya Russia Fund, a Series of Voya Mutual Funds, and Voya Investments, LLC; Notice of Application and Temporary Order

Title: Voya Russia Fund, a Series of Voya Mutual Funds, and Voya Investments, LLC; Notice of Application and Temporary Order
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Submission for OMB Review; Comment Request

Title: Submission for OMB Review; Comment Request
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Proposed Collection; Comment Request

Title: Proposed Collection; Comment Request
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders

Title: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7.31-E To Add Subparagraph (f)(4) Regarding Directed Orders

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7.31-E To Add Subparagraph (f)(4) Regarding Directed Orders
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Launch of the Curb Trading Hours Session

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Launch of the Curb Trading Hours Session
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals

Title: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order Price Protection Mechanisms and Risk Controls

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 532, Order Price Protection Mechanisms and Risk Controls
Record Date: 05/10/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,573.19

2023-05-09

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
Record Date: 05/09/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,209.19

2024-05-07

Non-Compete Clause Rule

Title: Non-Compete Clause Rule
Record Date: 05/07/2024
Event Classification: regulatory-event
Age Or Deadline Days: 845.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
Record Date: 05/07/2024
Event Classification: regulatory-event
Age Or Deadline Days: 845.19

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))

Title: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))
Record Date: 05/07/2024
Event Classification: regulatory-event
Age Or Deadline Days: 845.19

Proposed Collection; Comment Request; Extension: Rule 17g-7

Title: Proposed Collection; Comment Request; Extension: Rule 17g-7
Record Date: 05/07/2024
Event Classification: regulatory-event
Age Or Deadline Days: 845.19

Proposed Collection; Comment Request; Extension: Rules 17g-8 and 17g-9

Title: Proposed Collection; Comment Request; Extension: Rules 17g-8 and 17g-9
Record Date: 05/07/2024
Event Classification: regulatory-event
Age Or Deadline Days: 845.19

Proposed Collection; Comment Request; Extension: Rule 17g-5

Title: Proposed Collection; Comment Request; Extension: Rule 17g-5
Record Date: 05/07/2024
Event Classification: regulatory-event
Age Or Deadline Days: 845.19

2022-05-03

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Record Date: 05/03/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,580.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Record Date: 05/03/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,580.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its SPXPM Pilot Program

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its SPXPM Pilot Program
Record Date: 05/03/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,580.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Regarding the Sprott ESG Gold ETF

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Representation Regarding the Sprott ESG Gold ETF
Record Date: 05/03/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,580.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program
Record Date: 05/03/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,580.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/03/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,580.19

2023-05-02

Proposed Collection; Comment Request; Extension: Rule 611

Title: Proposed Collection; Comment Request; Extension: Rule 611
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Total Fund Solution and Cromwell Investment Advisors, LLC

Title: Total Fund Solution and Cromwell Investment Advisors, LLC
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Futures and Options Default Management Policy

Title: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Futures and Options Default Management Policy
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Certain Pilot Programs

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Certain Pilot Programs
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Certain Pilot Programs

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Certain Pilot Programs
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Agency Information Collection Activities; Proposed Collection; Comment Request; Extension

Title: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension

Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension

Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension
Record Date: 05/02/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,216.19

2023-03-28

Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies

Title: Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies
Record Date: 03/28/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,251.19

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program

Title: Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 1240.01 To Provide Eligible Individuals Another Opportunity To Elect To Participate in the Maintaining Qualifications Program
Record Date: 03/28/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,251.19

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 03/28/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,251.19

Public Workshop Examining Proposed Changes to the Ophthalmic Practice Rules (Eyeglass Rule)

Title: Public Workshop Examining Proposed Changes to the Ophthalmic Practice Rules (Eyeglass Rule)
Record Date: 03/28/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,251.19

Proposed Collection; Comment Request; Extension: Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency

Title: Proposed Collection; Comment Request; Extension: Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency
Record Date: 03/28/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,251.19

Proposed Collection; Comment Request; Extension: Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency

Title: Proposed Collection; Comment Request; Extension: Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency
Record Date: 03/28/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,251.19

2024-03-26

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 24

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 24
Record Date: 03/26/2024
Event Classification: regulatory-event
Age Or Deadline Days: 887.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 03/26/2024
Event Classification: regulatory-event
Age Or Deadline Days: 887.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3
Record Date: 03/26/2024
Event Classification: regulatory-event
Age Or Deadline Days: 887.19