Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/30/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/31/2026
Method: Methodology

2023-11-13

Submission for OMB Review; Comment Request; Extension: Rule 31a-1

Title: Submission for OMB Review; Comment Request; Extension: Rule 31a-1
Record Date: 11/13/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,021.19

2022-11-07

Bulletin 2022-06: Unfair Returned Deposited Item Fee Assessment Practices

Title: Bulletin 2022-06: Unfair Returned Deposited Item Fee Assessment Practices
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Consumer Financial Protection Circular 2022-06: Unanticipated Overdraft Fee Assessment Practices

Title: Consumer Financial Protection Circular 2022-06: Unanticipated Overdraft Fee Assessment Practices
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for XND

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for XND
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule

Title: Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 6 To Adopt a New Qualified Contingent Cross Rebate Program and Increase the Crossing Fee Cap
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Remove the Fill-Or-Kill (“FOK”) Order Type and Fill Or Kill (“FOK”) eQuotes From the Exchange

Title: Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Remove the Fill-Or-Kill (“FOK”) Order Type and Fill Or Kill (“FOK”) eQuotes From the Exchange
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614, Orders and Order Instructions and Rule 2618, Risk Settings and Trading Risk Metrics To Enhance Existing Risk Controls

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2614, Orders and Order Instructions and Rule 2618, Risk Settings and Trading Risk Metrics To Enhance Existing Risk Controls
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

Notice and Request for Comment Regarding the CFPB's Inquiry Into Big Tech Payment Platforms

Title: Notice and Request for Comment Regarding the CFPB's Inquiry Into Big Tech Payment Platforms
Record Date: 11/07/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,392.19

2023-11-06

Volume-Based Exchange Transaction Pricing for NMS Stocks

Title: Volume-Based Exchange Transaction Pricing for NMS Stocks
Record Date: 11/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,028.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 11/06/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,028.19

2022-05-23

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

Title: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation

Title: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule

Title: Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Allianz Global Investors U.S. LLC, et al.; Notice of Application and Temporary Order

Title: Allianz Global Investors U.S. LLC, et al.; Notice of Application and Temporary Order
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 4.3.06 To Allow the Exchange To List and Trade Options on the Goldman Sachs Physical Gold ETF

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 4.3.06 To Allow the Exchange To List and Trade Options on the Goldman Sachs Physical Gold ETF
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/23/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,560.19

2023-05-22

Agency Information Collection Activities: Comment Request

Title: Agency Information Collection Activities: Comment Request
Record Date: 05/22/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,196.19

Public Company Accounting Oversight Board; Order Granting Approval of Proposed Amendments To Conform PCAOB Rule 6100 to the Consolidated Appropriations Act, 2023

Title: Public Company Accounting Oversight Board; Order Granting Approval of Proposed Amendments To Conform PCAOB Rule 6100 to the Consolidated Appropriations Act, 2023
Record Date: 05/22/2023
Event Classification: award
Age Or Deadline Days: 1,196.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Record Date: 05/22/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,196.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/22/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,196.19

2024-05-20

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility

Title: Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification

Title: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 9

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 9
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares

Title: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2

Title: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF

Title: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6

Title: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6

Title: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD

Title: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD

Title: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule

Title: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule

Title: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Proposed Collection; Comment Request; Extension: Rule 15g-3

Title: Proposed Collection; Comment Request; Extension: Rule 15g-3
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Submission for OMB Review; Comment Request

Title: Submission for OMB Review; Comment Request
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/20/2024
Event Classification: regulatory-event
Age Or Deadline Days: 832.19

2022-05-16

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes

Title: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Midpoint Price Constraint on Non-Displayed Limit Orders and Make Conforming Changes
Record Date: 05/16/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,567.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Add a New Transaction Credit

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Add a New Transaction Credit
Record Date: 05/16/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,567.19

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds

Title: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds
Record Date: 05/16/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,567.19