Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records: 5,000
Last changed: 08/30/2026
Update schedule: 35 1 * * * UTC
Coverage: 03/28/2022–08/31/2026
Method: Methodology

2022-05-16

Proposed Collection; Comment Request

Title: Proposed Collection; Comment Request
Record Date: 05/16/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,567.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/16/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,567.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/16/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,567.19

2023-05-15

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares

Title: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118

Title: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3(a)(1)

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3(a)(1)
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/15/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,203.19

2024-05-13

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
Record Date: 05/13/2024
Event Classification: regulatory-event
Age Or Deadline Days: 839.19

Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.

Title: Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.
Record Date: 05/13/2024
Event Classification: regulatory-event
Age Or Deadline Days: 839.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/13/2024
Event Classification: regulatory-event
Age Or Deadline Days: 839.19

2022-05-09

Submission for OMB Review; Comment Request

Title: Submission for OMB Review; Comment Request
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Proposed Collection; Comment Request

Title: Proposed Collection; Comment Request
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

AFC BDC Inc., et al;

Title: AFC BDC Inc., et al;
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend NYSE Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend NYSE Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders and Exchange Rule 515, Execution of Orders and Quotes, To Permit Pricing of Stock-Option Complex Strategies in any Decimal Price the Exchange Determines

Title: Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders and Exchange Rule 515, Execution of Orders and Quotes, To Permit Pricing of Stock-Option Complex Strategies in any Decimal Price the Exchange Determines
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders

Title: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Modify Equity 4, Section 4120 To Add Categories of Regulatory and Operational Halts, To Reorganize the Remaining Text of the Rule, and To Make Conforming Changes to Related Rules

Title: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Modify Equity 4, Section 4120 To Add Categories of Regulatory and Operational Halts, To Reorganize the Remaining Text of the Rule, and To Make Conforming Changes to Related Rules
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(1) Regarding Directed Orders

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(1) Regarding Directed Orders
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rule 7.31E To Add Subparagraph (f)(4) Regarding Directed Orders

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Modify Rule 7.31E To Add Subparagraph (f)(4) Regarding Directed Orders
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule to Adopt Connectivity Fees

Title: Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fee Schedule to Adopt Connectivity Fees
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/09/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,574.19

2023-05-08

Submission for OMB Review; Comment Request; Extension: Form ADV-H

Title: Submission for OMB Review; Comment Request; Extension: Form ADV-H
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate

Title: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders

Title: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Monthly Dividend Strategy Fee Cap for Dividend Strategy Qualified Open Outcry Orders
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits

Title: Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 307, Position Limits
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees

Title: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27 To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2024 and Amend MSRB Rule G-16 To Delete Temporary Relief for the Initiation of Periodic Compliance Examinations of Dealers by the Examining Authorities

Title: Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27 To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2024 and Amend MSRB Rule G-16 To Delete Temporary Relief for the Initiation of Periodic Compliance Examinations of Dealers by the Examining Authorities
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/08/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,210.19

2024-05-06

Submission for OMB Review; Comment Request; Extension: Rule 11a1-1(T)

Title: Submission for OMB Review; Comment Request; Extension: Rule 11a1-1(T)
Record Date: 05/06/2024
Event Classification: regulatory-event
Age Or Deadline Days: 846.19

Sunshine Act Meetings

Title: Sunshine Act Meetings
Record Date: 05/06/2024
Event Classification: regulatory-event
Age Or Deadline Days: 846.19

2022-05-02

Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-3, IM-2040-5 and Establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1

Title: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-3, IM-2040-5 and Establish BOX Rule 2130 (Continuing Education Program for Persons Maintaining Their Qualification Following the Termination of a Registration Category) and IM-2130-1
Record Date: 05/02/2022
Event Classification: regulatory-event
Age Or Deadline Days: 1,581.19

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual

Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual
Record Date: 05/02/2022
Event Classification: deadline
Age Or Deadline Days: 1,581.19

2023-05-01

Consumer Advisory Board Meeting

Title: Consumer Advisory Board Meeting
Record Date: 05/01/2023
Event Classification: alert
Age Or Deadline Days: 1,217.19

Combined Community Bank Advisory Council and Credit Union Advisory Council Meeting

Title: Combined Community Bank Advisory Council and Credit Union Advisory Council Meeting
Record Date: 05/01/2023
Event Classification: alert
Age Or Deadline Days: 1,217.19

Academic Research Council Meeting

Title: Academic Research Council Meeting
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Veridien Climate Action ETF Under Rule 8.900-E (Managed Portfolio Shares)

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Veridien Climate Action ETF Under Rule 8.900-E (Managed Portfolio Shares)
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Representations Relating to the Hennessy Stance ESG Large Cap ETF

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Representations Relating to the Hennessy Stance ESG Large Cap ETF
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent

Title: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make the Nonstandard Expirations Pilot Program Permanent
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Amend Rule 915 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Change To Amend Rule 915 (Criteria for Underlying Securities) To Accelerate the Listing of Options on Certain IPOs
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE ARCA Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE ARCA Options Fee Schedule
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule

Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19

Fair Debt Collection Practices Act (Regulation F); Time-Barred Debt

Title: Fair Debt Collection Practices Act (Regulation F); Time-Barred Debt
Record Date: 05/01/2023
Event Classification: regulatory-event
Age Or Deadline Days: 1,217.19